Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Grassie is a financial professional with over four years of experience in the securities industry. Charles is currently registered with Wells Fargo Securities, LLC in New York, NY. Prior to joining Wells Fargo Securities, LLC, Charles was employed with SMBC NIKKO Securities America, Inc. in New York, NY. Charles is a Series 79, Series 63, and SIE licensed financial professional. Charles holds a current registration in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/22/2022 - Present
Wells Fargo Securities, LLC (New York NY)
NY
04/05/2018 - 06/22/2022
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
BC
Issued 06/29/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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