Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Thigpen is a registered representative with Bofa Securities, Inc. and is located in the Charlotte, North Carolina branch office. Charles is also a registered investment advisor representative with the same firm. Charles has passed the Series 63, Series 79TO and SIE exams. Charles has been in the securities industry since August 29, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
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NC
08/30/2024 - Present
Bofa Securities, Inc. (CHARLOTTE NC)
BC
Issued 08/14/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/01/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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