Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Crawford is a financial professional with over 17 years of experience in the financial services industry. Charles has a wide range of experience, including roles at Credit Suisse Securities (USA) LLC, BNP Paribas Securities Corp., and currently, SG Americas Securities, LLC. Charles is registered with FINRA and holds several licenses and designations, including Series 3, 4, 7, 24, 55, 57TO and 63. Charles is also registered in 52 states and jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/11/2019 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
06/28/2017 - 04/22/2019
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
09/21/2005 - 07/19/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2022
Series 4 - Registered Options Principal Examination
BC
Issued 07/15/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/05/2005
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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