Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Gentles is a financial advisor with Capital One Securities, Inc. in Chicago, Illinois. Charles has been in the financial services industry since 2011 and has a broad range of experience in the financial services industry. Charles has a Series 7, Series 79, and Series 63 licenses. Charles is also registered in 11 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
02/08/2022 - Present
Capital ONE Securities, Inc. (Chicago IL)
IL
10/02/2012 - 09/19/2014
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
GA
01/24/2011 - 09/05/2012
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
BC
Issued 09/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/25/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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