Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Tramantano is a financial professional with over 15 years of experience in the industry. Charles is currently registered with Wells Fargo Clearing Services, LLC and is licensed in Connecticut, New Jersey, New York, and Texas. Previously, Charles worked at Chase Investment Services Corp. and Morgan Stanley & Co., Incorporated. Charles holds the Series 7, Series 31, and Series 66 licenses as well as the SIE exam. Charles specializes in helping individuals, high-net-worth individuals, corporations, businesses, trusts, pension and profit-sharing plans, and charitable organizations. Charles is committed to providing his clients with personalized financial advice and investment solutions to meet their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/23/2020 - Present
Wells Fargo Clearing Services, LLC (PURCHASE NY)
NY
04/24/2008 - 05/15/2012
CHASE INVESTMENT SERVICES CORP. (SCARSDALE NY)
NY
06/04/2007 - 03/04/2008
MORGAN STANLEY & CO., INCORPORATED (MT. KISKO NY)
BOTH
Issued 06/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 06/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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