Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Croney is a financial professional with over 25 years of experience in the industry. Charles has held positions at several prominent financial institutions, including Goldman Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lehman Brothers Inc., Nomura Securities International, Inc., RENCAP SECURITIES, INC., MIZUHO SECURITIES USA LLC, and currently at Daiwa Capital Markets America Inc. Charles is licensed in multiple states across the U.S. and holds several industry licenses and certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/13/2018 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
01/28/2015 - 06/01/2017
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
03/05/2012 - 02/14/2013
RENCAP SECURITIES, INC. (NEW YORK NY)
NY
06/01/2009 - 12/23/2011
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
09/10/2008 - 11/04/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/24/2002 - 04/30/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/01/1996 - 07/29/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
NA
07/18/1994 - 10/01/1996
GOLDMAN SACHS MONEY MARKETS, L.P.
NY
01/07/1993 - 06/06/1994
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
MA
09/30/1992 - 01/28/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/30/1992 - 01/28/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 06/25/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 06/01/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/08/1997
Series 3 - National Commodity Futures Examination
BC
Issued 04/12/1993
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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