Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Timothy King is a financial advisor registered with Stifel, Nicolaus & Company, Inc.. Charles has over 10 years of experience in the financial industry. Charles has been with Stifel, Nicolaus & Company, Inc. since June 3, 2020, providing financial advice to a variety of clients, including individuals, corporations, and institutions. Charles is committed to helping clients achieve their financial goals through comprehensive financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/03/2020 - Present
Stifel, Nicolaus & Company, Inc. (SAN FRANCISCO CA)
CA
10/31/2018 - 06/18/2019
PAULSON INVESTMENT COMPANY LLC (San Francisco CA)
CA
02/03/2017 - 04/09/2018
NORTH CAPITAL PRIVATE SECURITIES CORPORATION (San Francisco CA)
CA
10/14/2013 - 03/18/2016
FANTEX BROKERAGE SERVICES, LLC (SAN FRANCISCO CA)
CA
06/07/2012 - 02/01/2013
ATEL SECURITIES CORPORATION (SAN FRANCISCO CA)
CA
01/25/2011 - 06/05/2012
OPPENHEIMER & CO. INC. (SAN FRANCISCO CA)
VA
12/13/2010 - 01/26/2011
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CA
03/06/2007 - 02/02/2009
BARCLAYS GLOBAL INVESTORS SERVICES (SAN FRANCISCO CA)
CA
02/03/2005 - 06/19/2006
WACHOVIA SECURITIES, LLC (SAN FRANCISCO CA)
CA
06/19/2003 - 11/01/2004
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
MI
04/05/2002 - 07/03/2002
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
CA
11/01/2001 - 03/05/2002
CAL FED INVESTMENTS (SACRAMENTO CA)
NY
01/01/2001 - 08/20/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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