Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Thurston Whitney is an active financial advisor registered with LPL Financial LLC. Charles has over 20 years of experience in the financial services industry, starting in January 2001. Charles has held licenses with multiple firms including UBS Financial Services Inc., Morgan Stanley, Citigroup Global Markets Inc., and A. G. Edwards & Sons, Inc. Charles is currently licensed in Florida and Texas and is also registered in several other states. Charles currently focuses on providing a variety of services including financial planning and portfolio management to a broad range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/02/2024 - Present
LPL Financial LLC (JUPITER FL)
FL
04/12/2013 - 05/13/2024
UBS FINANCIAL SERVICES INC. (PALM BEACH GARDENS FL)
FL
06/01/2009 - 05/01/2013
MORGAN STANLEY (JUPITER FL)
FL
08/09/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (JUPITER FL)
FL
01/12/2001 - 08/17/2007
A. G. EDWARDS & SONS, INC. (PALM BEACH GARDENS FL)
BC
Issued 02/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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