Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Thomas Winn is a financial advisor registered with Avantax Advisory Services. Charles has been in the financial services industry since 2004 and has a diverse background in various roles, including experience with MML Investors Services, LLC, MSI Financial Services, Inc., Next Financial Group, Inc., Jackson National Life Distributors LLC and Pacific West Securities, Inc. Charles holds both Series 7 and 66 licenses and has a specialization in various areas of financial advising. Charles has a strong focus on financial planning, portfolio management, and insurance planning. Charles also works with clients on their pension and retirement plans. In addition to serving clients through Avantax Advisory Services, Charles has also worked with LegUp Investments and DB Wehring Wealth LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
WI
02/23/2018 - Present
Avantax Advisory Services (South Milwaukee WI)
WI
03/25/2017 - 02/26/2018
MML INVESTORS SERVICES, LLC (Milwaukee WI)
WI
05/24/2013 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Milwaukee WI)
WI
03/03/2009 - 05/29/2013
NEXT FINANCIAL GROUP, INC. (MENOMONEE FALLS WI)
TN
09/22/2005 - 03/02/2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
WA
05/06/2004 - 09/16/2005
PACIFIC WEST SECURITIES, INC. (RENTON WA)
BOTH
Issued 09/04/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Winn is the right advisor for you? Invested Better is here to help.
