Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Puccio is a financial advisor in Coralville, IA. Charles has been working in the financial industry since January 28, 2001. Charles is currently registered with United Planners' Financial Services Of America A Limited Partner and previously registered with Private Client Services, LLC, SII INVESTMENTS, INC., and INTERSECURITIES, INC.. Charles has passed the Series 6, Series 7, Series 63, Series 66, and SIE exams. Charles specializes in providing financial advice to individuals, high-net-worth individuals, corporations, and charitable organizations.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
02/01/2022 - Present
United Planners' Financial Services OF America A Limited Partner (CORALVILLE IA)
IA
01/15/2018 - 02/02/2022
PRIVATE CLIENT SERVICES, LLC (Coralville IA)
IA
09/11/2002 - 01/16/2018
SII INVESTMENTS, INC. (CORALVILLE IA)
FL
01/29/2001 - 09/12/2002
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BOTH
Issued 02/09/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/26/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Puccio is the right advisor for you? Invested Better is here to help.
