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Charles Thomas Pascoe

Pruco Securities, LLC

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About Charles Thomas Pascoe

Charles Pascoe is a financial professional with over 30 years of experience in the financial services industry. Charles is a registered representative with Pruco Securities, LLC and has been with the firm since 1991. Charles holds Series 6 and Series 63 licenses and has a strong track record of providing financial advice to individuals and businesses.

Firm Information

Charles Pascoe is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Compensation from lpl enterprise, llc

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Charles Pascoe’s Registration & Firm History

PA

07/22/1991 - Present

Pruco Securities, LLC (BELLE VERNON PA)

NJ

07/22/1991 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 08/09/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Charles Thomas Pascoe. Review regulatory record here.
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