Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Dugan is a financial advisor with Fidelity Personal and Workplace Advisors. Charles has over 6 years of experience in the financial services industry. Previously, Charles was employed with Morgan Stanley. Charles holds licenses and certifications in Series 7, Series 66 and SIE. Charles is registered to provide investment advice in 53 states and the District of Columbia, including Texas and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/07/2022 - Present
Fidelity Personal AND Workplace Advisors (HIGHLAND PARK IL)
IL
05/02/2017 - 08/11/2020
MORGAN STANLEY (DEERFIELD IL)
BOTH
Issued 6/6/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/2/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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