Unclaimed
Charles Theodore Carrington is a financial advisor with over 30 years of experience in the industry. Charles is currently registered with PFS Investments Inc. in Sacramento, CA, where Charles has been employed since June 22, 2005. Previously, Charles was registered with PFS Investments Inc. in Duluth, GA, from June 30, 1993 until February 5, 2005. Charles holds the Series 6, Series 26, and Series 63 licenses, along with the SIE exam. Charles specializes in providing portfolio management services for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
06/22/2005 - Present
PFS Investments Inc. (SACRAMENTO CA)
GA
06/30/1993 - 02/05/2005
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 06/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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