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Charles Tapp

Fidelity Brokerage Services LLC

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About Charles Tapp

Charles Tapp is a registered representative with Fidelity Brokerage Services LLC. Charles has been in the securities industry since 2024. Charles is licensed in 53 states, the District of Columbia, and Puerto Rico. Charles holds the Series 63, Series 7, and SIE licenses.

Firm Information

Charles Tapp is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Tapp’s Registration & Firm History

CO

03/29/2024 - Present

Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 04/10/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2024

Series 7TO - General Securities Representative Examination

BC

Issued 12/22/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Charles Tapp.
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