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Charles Tait Cruse

Northwestern Mutual Investment Services, LLC

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About Charles Tait Cruse

Charles Cruse is a financial advisor who has been in the industry since June 1991. Charles has experience working with clients at Northwestern Mutual Investment Services, LLC as a Registered Representative. Previously, Charles also worked with Robert W. Baird & Co. Incorporated. Charles is registered with the state of Texas and has 51 other state registrations. Charles's firm, Northwestern Mutual Investment Services, LLC, is based in Milwaukee, Wisconsin, and has over 2181 licensed agents, 2341 investment advisor representatives, and 2399 registered representatives. The firm specializes in serving high-net-worth individuals, banking or thrift institutions, and other clients.

Firm Information

Charles Cruse is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Charles Cruse’s Registration & Firm History

TX

05/12/2005 - Present

Northwestern Mutual Investment Services, LLC (DALLAS TX)

WI

03/06/1998 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 05/09/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/26/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/15/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/18/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2003

Series 7 - General Securities Representative Examination

BC

Issued 06/05/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Tait Cruse.
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