Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles T Petersen is a registered representative with Northwestern Mutual Investment Services, LLC, a firm with over 2,300 registered representatives across the United States. Charles has been in the financial services industry since 1997 and currently holds the Series 7, Series 63, and Series 7TO licenses. Charles is registered to provide investment services in Wisconsin. Charles has experience at BMO Capital Markets Corp. and M&I Financial Advisors, Inc. In addition to providing investment advice, Charles is a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
01/11/2021 - Present
Northwestern Mutual Investment Services, LLC (Waukesha WI)
NY
08/01/2012 - 12/05/2012
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
WI
12/20/1988 - 07/24/2012
M&I FINANCIAL ADVISORS, INC (MILWAUKEE WI)
BC
Issued 04/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/19/2020
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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