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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Sylvester West is a financial advisor with over 29 years of experience in the industry. Currently, Charles is registered with Morgan Stanley in Alabama, Florida, and Texas. He has also been registered with a number of other firms throughout his career including David Lerner Associates, Inc., VFINANCE INVESTMENTS, INC, Newbridge Securities Corporation, and Cardinal Capital Management, Inc. Charles has a broad range of experience in providing investment advice and services, including financial planning, asset allocation advice, and portfolio management for businesses and individuals. Charles has a strong commitment to serving his clients and helping them achieve their financial goals. He is an active member of the community and serves on the Finance Committee of the Black Chamber of Commerce of Palm Beach County.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
02/18/2021 - Present
Morgan Stanley (Boca Raton FL)
FL
11/13/2008 - 09/07/2012
DAVID LERNER ASSOCIATES, INC. (BOCA RATON FL)
FL
09/21/2005 - 11/18/2008
VFINANCE INVESTMENTS, INC (MIAMI FL)
FL
03/29/2004 - 09/22/2005
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
FL
02/02/2001 - 03/30/2004
CARDINAL CAPITAL MANAGEMENT, INC. (MIAMI FL)
FL
09/10/1999 - 05/03/2001
R.K. GRACE & COMPANY (MIAMI FL)
OK
04/13/1999 - 09/07/1999
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
NY
07/24/1997 - 04/08/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
TX
09/11/1994 - 04/03/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CO
11/24/1993 - 05/02/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 09/03/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2007
Series 4 - Registered Options Principal Examination
BC
Issued 12/23/1996
Series 24 - General Securities Principal Examination
BC
Issued 11/25/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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