Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Tyler has been a financial advisor since 1992 and currently works with Cambridge Investment Research Advisors, Inc. Charles specializes in a variety of investment areas and works with a wide range of clients. Charles holds several licenses, including Series 7, Series 63, Series 31, Series 65 and Series 66. Charles is also an Independent Insurance Agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
03/18/2019 - Present
Cambridge Investment Research Advisors, Inc. (Alamo CA)
CA
06/03/2004 - 07/10/2006
TOWER SQUARE SECURITIES, INC. (SAN JOSE CA)
CT
08/29/2003 - 06/14/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
NY
09/15/1994 - 08/23/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/19/1992 - 09/12/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 10/10/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 08/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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