Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Harrison is a financial advisor with Pentegra Distributors Inc. in White Plains, New York. Charles has been in the financial industry since December 3, 2004 and holds the Series 66, Series 6TO, Series 7 and SIE licenses. Charles is also registered with FINRA. Charles's previous experience includes working with Empower Financial Services, Inc. and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/24/2023 - Present
Pentegra Distributors Inc. (WHITE PLAINS NY)
CO
10/17/2018 - 02/10/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CO
08/11/2004 - 10/03/2018
AXA ADVISORS, LLC (HIGHLANDS RANCH CO)
BOTH
Issued 09/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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