Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Stewart Duffield is a financial advisor who has been in the industry since February 10, 2008. Charles is currently registered with Vanguard Marketing Corp. in Pennsylvania. Charles is licensed to sell securities and is also a registered representative in Pennsylvania. Charles holds the Series 6, Series 7, Series 50, and Series 63 licenses. Charles holds the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
02/11/2008 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 07/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/08/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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