Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Hammond is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc. and has been in the industry since 1998. Charles has a broad range of experience, having worked with firms such as SIGMA FINANCIAL CORPORATION, PRINCOR FINANCIAL SERVICES CORPORATION and MML INVESTORS SERVICES, INC. Charles has worked for Cambridge Investment Research Advisors, Inc. since 2012. Charles holds licenses in Pennsylvania and Virginia. Charles also holds a Series 63, Series 65, Series 6, and Series 7 license. Charles is also a licensed insurance agent in Pennsylvania. Charles is a co-founder of The 401K Study Group, Inc., which focuses on supporting the next generation of servant based advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VA
02/28/2023 - Present
Cambridge Investment Research Advisors, Inc. (Glen Allen VA)
PA
11/07/2005 - 07/09/2012
SIGMA FINANCIAL CORPORATION (HANOVER PA)
IA
07/25/2000 - 11/07/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MA
02/26/1998 - 07/21/2000
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 09/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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