Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Steven Brown is a financial advisor registered with LPL Financial LLC. Charles has over 20 years of experience in the financial services industry. He is a registered representative in Alabama, Arizona, Arkansas, California, Florida, Georgia, Louisiana, Mississippi, North Carolina, Ohio, Oklahoma, Tennessee, Texas, and Washington. Charles is also a registered investment advisor in Mississippi and Texas. His areas of expertise include financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MS
08/30/2011 - Present
LPL Financial LLC (VICKSBURG MS)
MS
03/02/2006 - 07/05/2011
UVEST FINANCIAL SERVICES GROUP, INC. (VICKSBURG MS)
NC
02/28/2006 - 03/01/2006
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
MS
09/09/2003 - 02/28/2006
TRUSTMARK SECURITIES, INC. (JACKSON MS)
TN
09/14/2001 - 09/05/2003
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
TN
01/12/2000 - 08/30/2001
CARTY & COMPANY, INC. (MEMPHIS TN)
NJ
07/17/1996 - 09/09/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 09/11/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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