Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Stites is a financial advisor who has been in the industry since February 22, 1989. Charles is currently registered with Wells Fargo Securities, LLC. Charles has previously been registered with BB&T Securities, LLC, Scott & Stringfellow, LLC, J.C. Bradford & Co., Hamilton Investments, Inc., and Kemper Securities Group, Inc. Charles has passed several industry exams, including Series 63, Series 10, Series 9, Series 57TO, SIE, Series 55, and Series 7. Charles is registered in North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/18/2018 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
VA
10/23/2008 - 01/30/2018
BB&T SECURITIES, LLC (RICHMOND VA)
VA
08/08/2000 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RICHMOND VA)
NY
02/01/1994 - 07/06/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NA
03/04/1992 - 01/13/1994
HAMILTON INVESTMENTS, INC.
MO
10/21/1991 - 03/05/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NY
07/20/1988 - 10/31/1991
J.C. BRADFORD & CO. (NEW YORK NY)
BC
Issued 05/08/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/08/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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