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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Stamm is an Investment Advisor Representative with MML Investors Services, LLC, working out of the HUNT VALLEY, MD branch office. Charles has been in the securities industry since 2004. Charles is registered with 53 state securities authorities and 2 state investment advisor authorities. Charles is also a registered Principal with FINRA and holds the following securities licenses: Series 6, 7, 24, 53, 63, 65, and SIE. Charles has previously been registered with MML Investors Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MD
01/19/2022 - Present
MML Investors Services, LLC (HUNT VALLEY MD)
MD
03/19/2004 - 07/17/2006
MML INVESTORS SERVICES, INC. (HUNT VALLEY MD)
BC
Issued 12/13/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 3/31/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/22/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 2/18/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2010
Series 7 - General Securities Representative Examination
BC
Issued 3/18/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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