Unclaimed
Charles Stafford Poole is a registered representative with Multi-Bank Securities, Inc. based in Fort Lauderdale, Florida. Charles has been in the securities industry since April 19, 2012 and is registered in 49 states, as well as Puerto Rico and the Virgin Islands. Charles holds the Series 7, 99, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/20/2012 - Present
Multi-Bank Securities, Inc. (FT. LAUDERDALE FL)
BC
Issued 07/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2012
Series 7 - General Securities Representative Examination
BC
Issued 04/19/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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