Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Sprunger is a financial advisor who has been in the industry for 28 years. Charles is a registered representative of Edward Jones and holds Series 7, Series 63, and Series 65 licenses. Charles was previously registered with J.P. Morgan Securities LLC, Chase Investment Services Corp., Fifth Third Securities, Inc., BANC ONE SECURITIES CORPORATION, Robert W. Baird & Co. Incorporated, and 440 Financial Distributors, Inc.. Charles provides financial planning, portfolio management, and selection of other advisors. Charles has expertise in a variety of specializations including insurance, investments, retirement planning, estate planning, and college planning. Charles specializes in providing services to individuals, families, and businesses. Charles has a reputation for providing personalized and comprehensive financial advice to clients. Charles is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
10/10/2023 - Present
Edward Jones (WESTERVILLE OH)
OH
10/01/2012 - 10/07/2023
J.P. MORGAN SECURITIES LLC (REYNOLDSBURG OH)
OH
01/20/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEWARK OH)
OH
09/20/2006 - 01/16/2009
FIFTH THIRD SECURITIES, INC. (COLUMBUS OH)
OH
07/06/2005 - 09/13/2006
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
IL
02/26/2002 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
WI
10/14/1997 - 08/25/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IL
04/25/1995 - 06/27/1997
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
ME
11/10/1994 - 03/03/1995
440 FINANCIAL DISTRIBUTORS, INC. (PORTLAND ME)
NA
03/22/1994 - 10/28/1994
NATIONAL CITY INVESTMENTS CORPORATION
IL
10/06/1993 - 03/31/1994
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 12/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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