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Charles Spencer Watts

Deutsche Bank Securities Inc.

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About Charles Spencer Watts

Charles Spencer Watts is a licensed and registered investment advisor. Charles has over 15 years of experience in the financial industry, specializing in investment banking. Charles is currently registered with Deutsche Bank Securities Inc., and has previously held positions at Nomura Securities International, Inc., UBS Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Securities LLC. Charles possesses a wide range of professional credentials, including a Series 7, Series 63, Series 79TO, and Series 24.

Firm Information

Charles Watts is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Hard dollar payments for research

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Charles Watts’s Registration & Firm History

NY

02/25/2022 - Present

Deutsche Bank Securities Inc. (NEW YORK NY)

NY

07/23/2018 - 08/26/2021

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

07/05/2012 - 02/22/2018

UBS SECURITIES LLC (NEW YORK NY)

NY

11/01/2010 - 07/28/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

09/13/2005 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/10/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/07/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Charles Spencer Watts.
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