Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Spencer Gould is a financial advisor who has been in the industry since 1996. Charles Spencer Gould is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked with BANCWEST INVESTMENT SERVICES, INC., UNIONBANC INVESTMENT SERVICES, LLC, MBSC SECURITIES CORPORATION, FRANKLIN TEMPLETON FINANCIAL SERVICES CORP., TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC., WELLS FARGO INVESTMENTS, LLC, MBSC, LLC, MELLON FINANCIAL MARKETS, LLC, and AMSOUTH INVESTMENT SERVICES, INC. Charles Spencer Gould has specializations in equities, fixed income, options, mutual funds, and variable annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/06/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WESTLAKE VILLAGE CA)
CA
03/23/2015 - 02/13/2020
BANCWEST INVESTMENT SERVICES, INC. (LOS ANGELES CA)
CA
05/02/2013 - 02/12/2014
UNIONBANC INVESTMENT SERVICES, LLC (WOODLAND HILLS CA)
CA
02/22/2012 - 12/19/2012
MBSC SECURITIES CORPORATION (LOS ANGELES CA)
CA
03/26/2007 - 03/22/2010
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (LOS ANGELES CA)
CA
10/11/2005 - 03/26/2007
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (SAN MATEO CA)
CA
01/29/2004 - 10/03/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
06/06/2003 - 01/14/2004
MBSC, LLC (NEW YORK NY)
NY
09/05/2001 - 06/06/2003
MELLON FINANCIAL MARKETS, LLC (NEW YORK NY)
AL
02/08/1996 - 11/08/1999
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
IA
Issued 12/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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