Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Barker is a financial advisor with Cetera Investment Advisers LLC. Charles has over 30 years of experience in the financial services industry. Charles has a broad range of experience, having worked with firms like Walnut Street Securities, Inc., PaineWebber Incorporated and Hibbard Brown & Co., Inc. Cetera Investment Advisers LLC is a large firm with over 6,000 investment adviser representatives and over $100 billion in assets under management. Cetera Investment Advisers LLC provides a variety of financial services, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
06/29/2023 - Present
Cetera Investment Advisers LLC (ST LOUIS MO)
MO
04/02/1996 - 09/03/2013
WALNUT STREET SECURITIES, INC. (ST LOUIS MO)
NJ
07/02/1991 - 05/11/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
OH
05/16/1991 - 07/29/1991
DAPCO SECURITIES, INC. (GARFIELD HEIGHTS OH)
NY
05/24/1988 - 04/25/1991
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NA
04/20/1988 - 05/31/1988
SHERWOOD CAPITAL, INC.
BOTH
Issued 2/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/27/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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