Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Smith is a financial advisor in Fletcher, North Carolina, with over 20 years of experience in the industry. Charles is currently registered with Osaic Institutions, Inc. and has previously worked at Fifth Third Securities, Inc., SunTrust Investment Services, Inc., BB&T Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, MetLife Securities Inc., and Metropolitan Life Insurance Company. Charles has passed several industry exams including the Series 66, Series 7, and Series 6. Charles is registered in multiple states, including North Carolina, Ohio, South Carolina, Tennessee, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
04/29/2024 - Present
Osaic Institutions, Inc. (Fletcher NC)
NC
04/01/2019 - 04/30/2024
FIFTH THIRD SECURITIES, INC. (WEST JEFFERSON NC)
NC
06/15/2017 - 03/19/2019
SUNTRUST INVESTMENT SERVICES, INC. (BLACK MOUNTAIN NC)
NC
08/12/2013 - 06/22/2017
BB&T SECURITIES, LLC (ASHEVILLE NC)
NC
07/01/2009 - 08/16/2013
FIFTH THIRD SECURITIES, INC. (WEST JEFFERSON NC)
NC
08/13/2004 - 07/08/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ASHEVILLE NC)
MA
02/20/2001 - 08/21/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/20/2001 - 08/21/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 09/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/17/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Smith is the right advisor for you? Invested Better is here to help.
