Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Smead is a financial professional with over 10 years of experience in the securities industry. Charles is currently registered with Forge Securities LLC and has held previous positions at Macquarie Capital (USA) Inc. and BMO Capital Markets Corp. Charles holds a Series 7, Series 24, Series 63, and SIE licenses. Charles is licensed in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/24/2016 - Present
Forge Securities LLC (SAN FRANCISCO CA)
CA
04/27/2015 - 08/05/2016
MACQUARIE CAPITAL (USA) INC. (SAN FRANCISCO CA)
CA
09/23/2013 - 03/04/2015
BMO CAPITAL MARKETS CORP. (SAN FRANCISCO CA)
BC
Issued 01/06/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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