Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Hibbs is a financial professional with over 8 years of experience in the financial services industry. Charles has a Series 63, Series 79, and SIE licenses and is registered in California and New York. Charles is currently employed by Houlihan Lokey Capital, Inc. in their Los Angeles office and previously worked for J.P. Morgan Securities LLC in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/12/2015 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
NY
08/25/2014 - 08/05/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 08/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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