Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Tudor is a financial professional with a broad range of experience in the financial services industry. Charles holds the Series 7, Series 63, Series 79, and SIE licenses. Charles is currently registered with Houlihan Lokey Capital, Inc. in Texas. Previously, Charles worked at Cowen and Company in New York, NY from 2015 - 2022, BGC Financial, L.P. in New York, NY in 2015, and Stormharbour Securities LP in New York, NY in 2015. Charles is a well-rounded financial professional with a deep understanding of the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
12/02/2022 - Present
Houlihan Lokey Capital, Inc. (Dallas TX)
NY
08/07/2020 - 11/14/2022
COWEN AND COMPANY (NEW YORK NY)
NY
12/16/2015 - 03/27/2019
COWEN AND COMPANY (NEW YORK NY)
NY
09/14/2015 - 12/18/2015
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
08/18/2015 - 09/03/2015
STORMHARBOUR SECURITIES LP (NEW YORK NY)
BC
Issued 02/13/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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