Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Hung is an investment advisor representative currently registered with J.P. Morgan Securities LLC. Charles is a Certified Financial Planner and has been in the industry since 2004. Charles has worked with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Scottrade, Inc., Zecco Trading, Inc., WAMU Investments, Inc. and Redwood Securities Group, Inc. Charles is registered in the states of Arizona, California, Hawaii, Nevada, Oregon, and Texas. Charles holds the SIE, Series 7, Series 9, Series 10 and Series 66 licenses. Charles provides financial planning, pension consulting, and selection of other advisors services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
11/17/2021 - Present
J.p. Morgan Securities LLC (WEST COVINA CA)
CA
08/07/2014 - 11/11/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HACIENDA HEIGHTS CA)
CA
04/06/2009 - 07/28/2014
SCOTTRADE, INC. (ROWLAND HEIGHTS CA)
CA
05/14/2008 - 03/31/2009
ZECCO TRADING, INC. (PASADENA CA)
CA
04/20/2005 - 04/21/2008
WAMU INVESTMENTS, INC. (FULLERTON CA)
CA
08/18/2004 - 04/04/2005
REDWOOD SECURITIES GROUP, INC. (SAN FRANCISCO CA)
BOTH
Issued 02/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/21/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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