Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Schorgl is a financial advisor with Wells Fargo Advisors Financial Network, LLC, with over 37 years of experience in the industry. Charles is registered to provide investment advice in Kansas and Texas. Charles holds multiple industry licenses, including the Series 3, 7, and 63 exams. Charles has been a registered representative since 1985 and has held prior roles at firms such as Morgan Stanley, Citigroup Global Markets Inc., Lehman Brothers Inc., and E.F. Hutton & Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
07/17/2023 - Present
Wells Fargo Advisors Financial Network, LLC (LEAWOOD KS)
KS
12/04/2012 - 07/17/2023
WELLS FARGO CLEARING SERVICES, LLC (OVERLAND PARK KS)
MO
06/01/2009 - 12/11/2012
MORGAN STANLEY (KANSAS CITY MO)
MO
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (KANSAS CITY MO)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/22/1985 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 03/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1985
Series 3 - National Commodity Futures Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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