Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Sautter is a financial advisor at Edward Jones. Charles has been in the financial industry for over 16 years and holds several licenses, including Series 7, 6, 63 and 65. Charles has been registered with Edward Jones since March 2023. Previously, Charles was a registered representative with Fidelity Brokerage Services LLC, LPL Financial LLC and John Hancock Distributors LLC. Charles offers a variety of financial services, including portfolio management for individuals and businesses, financial planning, and selection of other advisors. Charles's commitment to providing personalized financial guidance and his experience in the industry make him a valuable resource for clients seeking to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
03/31/2023 - Present
Edward Jones (HOUSTON TX)
TX
07/08/2020 - 04/03/2023
FIDELITY BROKERAGE SERVICES LLC (HOUSTON TX)
SC
10/24/2019 - 07/14/2020
LPL FINANCIAL LLC (FORT MILL SC)
MA
11/04/2010 - 03/29/2019
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
03/21/2006 - 12/31/2012
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
IA
Issued 05/13/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/20/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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