Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Sauer is an investment advisor representative with Ameriprise Financial Services, LLC. Charles has been in the industry since 2006 and has a strong background in financial planning, portfolio management, and asset allocation services. Charles has a proven track record of success in helping clients achieve their financial goals. Charles is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/03/2024 - Present
Ameriprise Financial Services, LLC (Naples FL)
FL
08/20/2019 - 05/20/2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (NAPLES FL)
FL
08/19/2013 - 06/25/2015
LPL FINANCIAL LLC (NAPLES FL)
FL
02/22/2012 - 04/15/2013
FIFTH THIRD SECURITIES, INC. (BONITA SPRINGS FL)
FL
06/01/2009 - 05/26/2011
MORGAN STANLEY SMITH BARNEY (TAMPA FL)
FL
04/02/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TAMPA FL)
FL
08/11/2006 - 01/09/2008
AXA ADVISORS, LLC (SARASOTA FL)
BC
Issued 09/04/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/31/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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