Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Sanders is an investment advisor representative with j.p. Morgan Securities LLC, with over 6 years of experience in the financial industry. Charles Sanders has passed the Series 7TO, SIE, 6, 63 and 65 exams. Charles Sanders is registered with the state of Texas as an investment advisor representative and as a broker-dealer representative, and the state of Colorado as a broker-dealer representative. Charles Sanders has previously worked at Ameriprise Financial Services, LLC, CUNA Brokerage Services, Inc., and J.P. Morgan Securities LLC. Charles Sanders has specializations in investments for individuals, business, pensions, and corporations. Charles Sanders has provided financial services to insurance companies, high net worth individuals, charitable organizations, individuals other than high net worth individuals, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
09/09/2022 - Present
J.p. Morgan Securities LLC (HOUSTON TX)
TX
03/24/2022 - 09/02/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Spring TX)
TX
07/22/2021 - 03/24/2022
CUNA BROKERAGE SERVICES, INC. (Katy TX)
TX
09/06/2016 - 07/29/2021
J.P. MORGAN SECURITIES LLC (SPRING TX)
IA
Issued 10/25/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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