Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Mas is a financial professional with over 20 years of experience in the industry. Charles is currently registered with Ameriprise Financial Services, LLC in Charlottesville, Virginia and has been with the firm since April 2017. Prior to that, Charles was registered with VALMARK SECURITIES, INC. and FIRST INVESTORS CORPORATION. Charles is a Series 7, Series 63, and Series 65 licensed professional. Charles holds a Series 24 and Series 53 license and has a SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
04/27/2017 - Present
Ameriprise Financial Services, LLC (Charlottesville VA)
VA
08/26/2015 - 02/14/2017
VALMARK SECURITIES, INC. (Midlothian VA)
VA
02/02/2015 - 07/28/2015
FIRST INVESTORS CORPORATION (GLEN ALLEN VA)
WA
06/05/2012 - 03/20/2013
AMERIPRISE FINANCIAL SERVICES, INC. (BELLEVUE WA)
WA
04/23/2012 - 06/07/2012
THRIVENT INVESTMENT MANAGEMENT INC. (LAKEWOOD WA)
WA
03/10/2010 - 12/14/2011
CHASE INVESTMENT SERVICES CORP. (SEATTLE WA)
WA
03/03/2004 - 01/22/2010
KMS FINANCIAL SERVICES, INC. (SEATTLE WA)
WI
03/24/2003 - 11/28/2003
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
CA
05/19/2000 - 02/03/2003
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
03/27/1997 - 09/18/1998
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
IA
Issued 11/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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