Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Samfilippo is a financial professional with over 48 years of experience in the industry. Charles is currently registered with Northwestern Mutual Investment Services, LLC and is located in Grand Rapids, Michigan. Charles has held previous roles at Robert W. Baird & Co. Incorporated. Charles has a wide range of experience in the financial services industry, including investment advisory and securities brokerage.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MI
05/07/1974 - Present
Northwestern Mutual Investment Services, LLC (GRAND RAPIDS MI)
WI
03/30/1987 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/26/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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