Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Sperrazza is an investment advisor representative with Blackridge Asset Management, LLC. Charles has over 35 years of experience in the financial services industry. He is a Series 6 and Series 26 licensed investment advisor representative and holds the SIE certification. Charles currently has 6 active state licenses, including Florida and New York, and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). He specializes in providing financial planning, portfolio management and educational seminars to individual clients. Prior to joining Blackridge Asset Management, Charles held positions with Next Financial Group and Cadaret, Grant & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/02/2021 - Present
Blackridge Asset Management, LLC (JUPITER FL)
NY
01/17/2007 - 09/02/2015
NEXT FINANCIAL GROUP, INC. (GRAND ISLAND NY)
NY
03/18/2004 - 01/17/2007
CADARET, GRANT & CO., INC. (GRAND ISLAND NY)
GA
04/13/1999 - 04/08/2003
FSC SECURITIES CORPORATION (ATLANTA GA)
NJ
01/10/1990 - 05/09/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/10/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
05/05/1987 - 12/22/1989
PRUCO SECURITIES CORPORATION
NJ
11/16/1983 - 12/22/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
11/16/1983 - 09/25/1986
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BC
Issued 02/24/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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