Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Strauzer is a registered representative with CJS Securities, Inc. Charles has been in the securities industry since July 15, 1996. Charles is licensed in 38 states, and holds the Series 7, Series 24, Series 55, Series 63, Series 86, Series 87, SIE, Series 14, Series 57TO, Series 79TO, and Series 99TO licenses. Charles has also held licenses with Gaines, Berland Inc. and Bear, Stearns & Co. Inc. Charles specializes in securities industry essentials.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/23/2002 - Present
CJS Securities, Inc. (WHITE PLAINS NY)
NY
12/17/1997 - 12/07/1998
GAINES, BERLAND INC. (BETHPAGE NY)
NY
12/03/1992 - 09/18/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 06/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/19/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/23/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/21/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/01/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Strauzer is the right advisor for you? Invested Better is here to help.
