Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Raffa is a financial professional with over 6 years of experience in the industry. Charles is currently registered with Canaccord Genuity LLC and holds Series 7, 24, 57 and 63 licenses. Charles has previously worked at Cantor Fitzgerald & Co.. Charles is licensed in California, Connecticut, Florida, Illinois, Maryland, Massachusetts, New Jersey, New York, North Carolina, South Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/06/2021 - Present
Canaccord Genuity LLC (NEW YORK NY)
NY
01/24/2017 - 06/22/2021
CANTOR FITZGERALD & CO. (NEW YORK NY)
BC
Issued 03/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2017
Series 57 - Securities Trader Exam
BC
Issued 01/24/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Charles Raffa is the right advisor for you? Invested Better is here to help.
