linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Charles Russell Ward

Harbor Investment Advisory, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Charles? Claim Your Profile

About Charles Russell Ward

Charles Ward is a financial advisor with over 20 years of experience in the industry. Charles is currently registered with Harbor Investment Advisory, LLC and has been with the firm since 2015. Previously, Charles held positions at UBS Financial Services Inc., Citigroup Global Markets Inc. and Deutsche Bank Securities Inc. Charles holds the Series 7, Series 31, and Series 66 licenses. Charles also has a SIE license.

Firm Information

Charles Ward is currently registered with Harbor Investment Advisory, LLC. Harbor Investment Advisory, LLC is an investment advisory firm formed in June 2009 that provides financial planning, pension consulting, and portfolio management services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm is headquartered in Lutherville, Maryland, and has a total of 43 employees, including 14 licensed agents and 29 investment adviser representatives. As of 2023, the firm manages approximately $5.23 billion in assets for over 3,169 clients.
Harbor Investment Advisory, LLC

2330 W. JOPPA ROAD

LUTHERVILLE, MD 21093

$5.23B

Assets Under Management

34

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Charles Ward’s Registration & Firm History

MD

09/11/2015 - Present

Harbor Investment Advisory, LLC (Lutherville MD)

MD

04/12/2007 - 09/22/2015

UBS FINANCIAL SERVICES INC. (HUNT VALLEY MD)

MD

08/28/2002 - 04/23/2007

CITIGROUP GLOBAL MARKETS INC. (LUTHERVILLE MD)

NY

01/30/2001 - 08/26/2002

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

Not sure if Charles Russell Ward is right for you?

Licenses & Designations

BOTH

Issued 03/12/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 01/29/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Russell Ward.
Not sure if Charles Russell Ward is right for you?