Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Russ Huffington is a financial professional with over 40 years of experience in the industry. Charles is currently registered with Sutter Securities Inc. and Boustead Securities, LLC. Charles has held previous positions with several firms including Calton & Associates, Inc., Choice Investments, Inc., Empire Financial Group, Inc., Centennial Capital Management, Inc., Sunpoint Securities, Inc., First Affiliated Securities, First Allied Securities, Inc., Morgan Keegan & Company, Inc., Capitol Securities Group, Inc., Prudential Securities Incorporated, Rotan Mosle Inc., PaineWebber Incorporated, Rauscher Pierce Refsnes, Inc., and Connecticut Mutual Financial Services, Inc. Charles holds the Series 1, 5, 7, 24 and 63 licenses. Charles is a Registered Representative in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/25/2021 - Present
Sutter Securities Inc. (IRVINE CA)
FL
09/19/2011 - 05/21/2021
CALTON & ASSOCIATES, INC. (TAMPA FL)
TX
06/05/2008 - 04/12/2012
CHOICE INVESTMENTS, INC. (AUSTIN TX)
TX
07/20/2001 - 05/20/2008
EMPIRE FINANCIAL GROUP, INC. (AUSTIN TX)
GA
06/07/1996 - 07/20/2001
CENTENNIAL CAPITAL MANAGEMENT, INC. (ATLANTA GA)
TX
03/03/1995 - 05/14/1996
SUNPOINT SECURITIES, INC. (LONGVIEW TX)
CA
02/10/1994 - 08/29/1995
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
CA
01/09/1995 - 01/20/1995
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
TN
08/02/1993 - 11/24/1993
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NA
01/21/1993 - 08/02/1993
CAPITOL SECURITIES GROUP, INC.
NY
10/06/1989 - 12/24/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
07/24/1989 - 10/25/1989
ROTAN MOSLE INC.
NA
09/29/1986 - 07/24/1989
PAINEWEBBER INCORPORATED
NA
04/09/1979 - 10/20/1986
RAUSCHER PIERCE REFSNES, INC.
NA
10/10/1977 - 11/16/1983
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
BC
Issued 03/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1981
Series 5 - Interest Rate Options Examination
BC
Issued 01/19/1980
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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