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Charles Roswell Talcott ii

Bankers Life Securities, Inc.

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About Charles Roswell Talcott ii

Charles Roswell Talcott ii is a securities professional with over 30 years of experience in the financial services industry. Charles is currently registered with Bankers Life Securities, Inc. Charles has held previous roles at firms such as Scottrade, Inc., Harris Investor Services, Inc., HarrisDirect LLC and Harris Investorline Inc. Charles has passed multiple industry exams including Series 63, Series 53, Series 4, Series 24, Series 52TO, SIE and Series 7. Charles is registered in 51 states and the District of Columbia.

Firm Information

Charles Talcott ii is currently registered with Bankers Life Securities, Inc.. Bankers Life Securities, Inc. is a corporation formed on July 31, 2014. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. They have one approved SEC registration. The firm has been involved in one regulatory and one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Talcott ii’s Registration & Firm History

IL

10/15/2015 - Present

Bankers Life Securities, Inc. (CHICAGO IL)

IL

08/05/2009 - 02/11/2015

SCOTTRADE, INC. (NORTHBROOK IL)

IL

12/08/2005 - 02/27/2009

HARRIS INVESTOR SERVICES, INC. (CHICAGO IL)

CA

05/01/2002 - 12/31/2005

HARRISDIRECT LLC (SAN FRANCISCO CA)

WA

05/06/1991 - 05/01/2002

HARRIS INVESTORLINE INC. (SEATTLE WA)

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Licenses & Designations

BC

Issued 09/17/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/20/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/25/2000

Series 4 - Registered Options Principal Examination

BC

Issued 05/22/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Roswell Talcott ii.
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