Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Roosevelt Major is a financial advisor with Morgan Stanley. Charles is a highly experienced professional with over a decade of experience in the financial services industry. Charles holds a Series 6, Series 7 and Series 63 license and is registered with the Financial Industry Regulatory Authority (FINRA) and in 53 states. Charles is also registered with the Securities Investor Protection Corporation (SIPC). Charles is dedicated to providing personalized financial advice and services to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
03/02/2023 - Present
Morgan Stanley (Alpharetta GA)
GA
04/22/2016 - 09/05/2023
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
08/30/2013 - 02/13/2015
IFS SECURITIES (ATLANTA GA)
GA
10/17/2012 - 09/06/2013
SECURITY CAPITAL BROKERAGE, INC. (ATLANTA GA)
GA
08/26/2011 - 01/25/2012
PRUCO SECURITIES, LLC. (ATLANTA GA)
BC
Issued 09/13/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/25/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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