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Charles Roland Triana

Bankers Life Securities, Inc.

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About Charles Roland Triana

Charles Roland Triana has been in the financial services industry since July 5, 2002. Charles is currently registered with Bankers Life Securities, Inc. in Illinois. Prior to that, Charles was registered with several firms, including NYLIFE Securities Inc., PRUCO Securities Corporation, Signator Investors, Inc., MIMLIC Sales Corporation, MetLife Securities Inc., Metropolitan Life Insurance Company, and Van Kampen Merritt Inc. Charles has a diverse background in the financial services industry, having held various positions at a number of firms. Charles is a Series 6, 26, 63, and 65 licensed advisor.

Firm Information

Charles Triana is currently registered with Bankers Life Securities, Inc.. Bankers Life Securities, Inc. is a corporation formed on July 31, 2014. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. They have one approved SEC registration. The firm has been involved in one regulatory and one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Triana’s Registration & Firm History

IL

05/31/2017 - Present

Bankers Life Securities, Inc. (ORLAND PARK IL)

NY

03/26/2003 - 08/17/2005

NYLIFE SECURITIES INC. (NEW YORK NY)

NJ

01/06/2000 - 02/05/2003

PRUCO SECURITIES CORPORATION (NEWARK NJ)

MA

08/11/1997 - 11/19/1999

SIGNATOR INVESTORS, INC. (BOSTON MA)

MN

02/21/1996 - 02/26/1997

MIMLIC SALES CORPORATION (ST. PAUL MN)

MA

05/09/1990 - 01/29/1996

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

05/09/1990 - 01/29/1996

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

TX

08/31/1989 - 01/22/1990

VAN KAMPEN MERRITT INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 11/30/2017

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/11/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/16/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/31/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Charles Roland Triana. Review regulatory record here.
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