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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Brennan is a financial advisor with Morgan Stanley. Charles has been in the financial industry for over 25 years, with previous roles at J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, McDonald Investments Inc., and Key Capital Markets, Inc.. Charles holds Series 7, Series 63, and Series 65 licenses. Charles is registered in 34 states to offer securities and investment advisory services. Charles provides a wide range of financial services including portfolio management for individuals and businesses, financial planning, and pension consulting. Charles has extensive experience in asset allocation and works with clients to develop customized investment strategies. Charles is a managing member of 100 Ocean's Pond LLC and a partner in CBK Netting LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
07/18/2014 - Present
Morgan Stanley (Pepper Pike OH)
OH
02/16/2007 - 07/09/2014
J.P. MORGAN SECURITIES LLC (BEACHWOOD OH)
OH
08/17/2001 - 02/22/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PEPPER PIKE OH)
OH
11/09/1998 - 08/03/2001
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
05/09/1997 - 11/09/1998
KEY CAPITAL MARKETS, INC. (CLEVELAND OH)
IA
Issued 11/02/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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