Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Robin, maxwell Norton is an Investment Advisor Representative associated with Amerity Wealth Management, LLC. Charles is a Chartered Financial Analyst. Charles has been in the industry for over 20 years and has held previous positions with Lincoln Investment, Park Avenue Securities LLC, MML Investors Services, LLC, Quasar Distributors, LLC, First Fund Distributors, Inc., Seligman Advisors, Inc., HSBC Securities, Inc., James Capel Incorporated, S.G. Warburg & Co. Inc. and Robert Fleming Incorporated. Charles has passed the Series 65, Series 63, Series 8, Series 24, Series 7, and Series 7TO exams. Charles primarily works with high-net-worth individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
02/07/2024 - Present
Amerity Wealth Management, LLC (Concord MA)
MA
07/13/2017 - 04/01/2020
LINCOLN INVESTMENT (WALTHAM MA)
MA
11/22/2016 - 05/15/2017
PARK AVENUE SECURITIES LLC (NEEDHAM MA)
MA
08/12/2016 - 08/31/2016
MML INVESTORS SERVICES, LLC (BOSTON MA)
ME
10/04/2001 - 05/07/2004
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
AZ
04/26/2001 - 10/04/2001
FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)
MA
10/23/1996 - 07/27/1999
SELIGMAN ADVISORS, INC. (BOSTON MA)
NY
01/01/1996 - 01/22/1996
HSBC SECURITIES, INC. (NEW YORK CITY NY)
NA
10/25/1994 - 01/01/1996
JAMES CAPEL INCORPORATED
NY
03/07/1986 - 10/19/1990
S.G. WARBURG & CO. INC. (NEW YORK NY)
NA
11/08/1984 - 04/09/1986
ROBERT FLEMING INCORPORATED
BC
Issued 12/15/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/15/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/27/1994
Series 24 - General Securities Principal Examination
BC
Issued 06/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2016
Series 7 - General Securities Representative Examination
Active
Inactive
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